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The SEC added a new commission opinion and adjudicatory order involving Rebecca Joann Duval. On a day crowded with bigger institutional fights, this is still a concrete enforcement development that shows the agency’s machinery keeps grinding.
Why it matters: SEC order
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The SEC added a new commission opinion and adjudicatory order involving Rebecca Joann Duval. On a day crowded with bigger institutional fights, this is still a concrete enforcement development that shows the agency’s machinery keeps grinding.
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