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The SEC’s enforcement calendar still shows active late-summer action, underscoring that the agency is continuing to police securities violations even as markets digest a busy regulatory stretch. The story is less glamorous than a televised fight and more dangerous to the people getting caught in it.
Why it matters: SEC enforcement
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The SEC’s enforcement calendar still shows active late-summer action, underscoring that the agency is continuing to police securities violations even as markets digest a busy regulatory stretch. The story is less glamorous than a televised fight and more dangerous to the people getting caught in it.
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